r  Litigation Report
      By Daniel Cox

Civil Gideon Sidestepped
Maryland's high court declines to rule on whether a right to counsel should be extended to civil cases

Advocates hoping for the first-ever court ruling establishing a right to counsel in civil cases were left disappointed when Maryland’s Court of Appeals declined to address the issue last December in Frase v. Barnhart. While the plaintiff prevailed on the particulars of her child-custody case, the state’s highest court declined to consider whether she had a right to counsel under the Maryland Constitution—ending speculation as to whether Maryland would become the first state to endorse a “Civil Gideon.”


Attorneys Deborah Gardner and Stephen Sachs spent almost three years preparing to argue why Maryland should guarantee a right to counsel in certain civil cases. By a 4-3 vote the Maryland Court of Appeals avoided the issue, prompting a critical concurring opinion from Judge Dale Cathell. Eventually, he wrote, "the bullet will have to be bitten." PHOTO: Peter Cutts Photography

Since 1963, when the U.S. Supreme Court issued its landmark ruling in Gideon v. Wainright, which established a constitutional right to counsel in criminal cases, public interest advocates have been looking for a way to expand the right to cover certain kinds of civil cases. The plaintiff’s attorneys, former Maryland Attorney General Stephen Sachs and Deborah Gardner of the Public Justice Center, spent nearly three years preparing for the case in the hopes of making U.S. legal history.

“We asked the court to recognize that there was a constitutional right in cases involving fundamental rights and basic human needs,” Gardner explains. “We never advocated that there should be a right to an appointed lawyer in every kind of civil case. The court was asked to decide the scope.”

Advocates fell just one vote short of seeing the Civil Gideon door swing open. In a concurring opinion, three of the seven Maryland Court of Appeals judges stated that there should be a right to counsel “in cases involving the fundamental right of parents to parent their children” (i.e., matters of custody and visitation). The concurring opinion written by Judge Dale Cathell was critical of the majority’s decision to duck the larger question, noting that “it is always easiest to decline to address controversial issues” and that eventually “the bullet will have to be bitten.” He wrote, “We can decline to address many problems. But, unlike many cases of a lesser nature, this issue will not go away…. The poor need a yes or a no.”

"Instead of going to Annapolis with hat in hand asking for what amounts to charity, we would be in the position to say, 'This is a constitutional right.'"
FORMER STATE ATTORNEY GENERAL STEPHEN SACHS ON WHAT A CIVIL GIDEON WOULD MEAN FOR MARYLAND

Both Sachs and Gardner believed a victory in Frase would have helped to mandate funding for the handful of legal aid programs that offer free legal counsel to Maryland’s poor. “Instead of going to Annapolis with hat in hand asking for what amounts to charity, we would be in the position to say, ‘This is a constitutional right,’” Sachs said.

In Frase, Sachs and Gardner were seeking a remedy under the state, not federal, Constitution. They took this approach because of the 1981 Supreme Court ruling in Lassiter v. Department of Social Services, which was a major setback for Civil Gideon supporters. In a 5-4 decision, the Court held that under the Due Process Clause, “there is a presumption that an indigent litigant has a right to appointed counsel only when, if he loses, he may be deprived of his physical liberty.”

That ruling prompted advocates to look at state constitutions and statutes for a remedy in civil matters. Sachs and attorneys at the Public Justice Center spent months exhaustively researching Maryland’s Declaration of Rights and found that it incorporated elements of English law that guaranteed indigents a right to counsel. “There is nothing new about the idea of providing legal counsel for those who cannot afford it, nor is there anything new about the idea that state constitutions might provide the constitutional remedy that has effectively been foreclosed at the federal level,” Sachs says.

In Frase, Sachs believed he had found an ideal case to make the argument for a right to civil counsel. In Gideon, the Court decided that only the potential loss of liberty is an outcome serious enough to trigger a constitutional right to representation. But in the travails of young mother Deborah Frase, Sachs found a scenario arguably more harmful to parents than the loss of their liberty—the loss of custody and control of their children.

Frase was a mother of four who had been incarcerated on a misdemeanor drug possession charge. During the eight weeks she spent in jail, her mother placed her youngest son, Brett Michael, with the Barnhart family from Frase’s church. When Deborah was released and reclaimed her child, the Barnharts sued for custody. “These were drive-by custody seekers,” says Sachs. “They only knew the kid for six weeks.” Frase went to several different legal aid offices to find an attorney to represent her in the custody hearing, but she was turned away because of heavy caseloads and staffing shortages. Frase, left to represent herself, achieved mixed results in court. While she was found a fit parent and granted custody of her child, the court ordered Frase to apply to live in a homeless shelter and granted the Barnharts visitation rights.

“One of the ironies,” says Sachs, “is that the court tends to help pro se litigants in family law matters, but they expressly say that if you are involved in a contested custody case, you really ought to get a lawyer. Well, that’s good advice, but our client and many others around the country are unable to benefit from it.”

Gardner and Sachs both believe passionately that establishing a guaranteed right to counsel in civil cases is the only way that legal aid programs ever will be able to ensure that clients like Frase get the help they deserve. “I worked at the Legal Aid Bureau for 16 years, and I lived the day-to-day reality,” Gardner relates. “These programs do the best they can with extremely limited resources. They serve a great number of people, but they only represent those who are critically legally wounded.”

notable right-to-counsel cases
Gideon v. Wainwright (1963)
In 1961, Clarence Earl Gideon, a semi-literate drifter, was charged with breaking into a pool hall in Panama City, Fla. Penniless, Gideon appealed to the court to provide him with counsel. The judge refused, citing the state’s obligation to provide counsel only in capital cases. Gideon was found guilty and sentenced to five years in a Florida state prison. The case went to the Supreme Court and the judge’s ruling was unanimously reversed. For the first time, the Court had found a Constitutional right to counsel—in this case, when a defendant’s liberty is at stake. Justice Hugo Black wrote, “Reason and reflection require us to recognize that in our adversary system of criminal justice, any person hauled into court, who is too poor to hire a lawyer, cannot be assured a fair trial unless counsel is provided for him.”
Lassiter v. The Department of Social Services (1981)
In 1975, Abby Lassiter was found guilty of parental neglect in a North Carolina court, and social workers placed her infant son in foster care. A year later, she was convicted of murder and sentenced to 25 to 40 years in prison. Despite facing imminent incarceration, Lassiter challenged that her son’s removal violated her constitutional right to due process on the ground that she had been unable to afford a lawyer for the custody hearings and the state had failed to provide her with one. The Supreme Court ruled that “the Constitution does not require the appointment of counsel for indigent parents in every parental status termination proceeding.” Writing for the majority, Justice Potter Stewart said that Gideon established that the right to appointed counsel existed only if the “litigant may lose his physical liberty if he loses the litigation.” Lassiter is the first time the high court ruled on a right to counsel in civil cases.
Frase v. Barnhart (2003)
Almost 40 years after Gideon, Debra Frase found herself in a Maryland courtroom fighting for the custody of her young son. Like Lassiter, when Frase asked to be represented by counsel, the court refused her request. Although Frase did not lose custody of her son, strangers from her church who had cared for her son for six weeks were granted visitation rights by the court. In a 4-3 decision, the Maryland Court of Appeals sided with Frase but did not rule on the broader question of whether a right to counsel in certain civil cases exists under state law. However, in a concurring opinion, three judges argued that “in cases involving the fundamental right of parents to parent their children, especially when the parent is a defendant and not a plaintiff, counsel should be provided for those parents who lack independent means to retain private counsel.” One vote shy of approving a limited right to counsel in a civil matter, Frase is the closest any court has come to embracing a so-called Civil Gideon.

Of course, not everyone shares in the belief that extending the right to counsel to the civil sphere is necessary, or even advisable. Attorney Philip Howard, a partner at Covington & Burling in New York who has written extensively about civil justice issues, believes that establishing a universal right to counsel would open the floodgates to an endless stream of lawsuits in an already-too-litigious society. “The idea,” he contends, “is almost a formula for a meltdown of the economy. Any time anyone gets angry, they will say, ‘I want a lawyer.’ If a lawyer is available without cost, well, heaven help us.”

"At one time in this country, the notion of a free public education was thought to be prohibitively expensive."
DEBORAH GARDNER, PUBLIC JUSTICE CENTER ATTORNEY

Gardner responds that courts can narrowly tailor the scope of a Civil Gideon to prevent overkill. She also noted that “at one time in this country, the notion of a free public education was thought to be prohibitively expensive. Now, we generally recognize that it is an extraordinarily important societal obligation.”

Maryland’s high court was not the first court in the country to confront the Civil Gideon issue, nor is it likely to be the last. The Indiana Supreme Court ruled that a state statute entitled litigants to representation in civil cases, but the legislature quickly amended the act to allow judges to appoint counsel at their discretion. New York and Washington state also have heard cases involving the issue, but like the Maryland court, neither ruled on the underlying issue of a guaranteed right to counsel in civil cases. The New York court decided its case on procedural grounds, while the Washing­ton court determined its case was moot after the plaintiff in a disability suit passed away before the court could rule on the merits.

Despite these setbacks, advocates still find reasons to be optimistic. They point to the closeness of the 4-3 Maryland decision and the strongly worded concurrence as evidence that a breakthrough could be on the horizon. Sachs says, “If around the country, other states find under their state constitutions a right to [civil] counsel, somewhere down the line—I’m not talking about tomorrow morning—some advocate is going to encourage the Supreme Court to rethink Lassiter.”


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WINTER 2004
Vol. 3 No. 1
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